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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark C. Nitcholas is a financial advisor at Robert W. Baird & Co. Inc., a firm headquartered in Milwaukee, Wisconsin. Mark has been in the financial services industry since 1990 and has extensive experience in providing investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
01/15/2021 - Present
Robert W. Baird & Co. Inc. (Houston TX)
TX
05/28/2009 - 10/26/2020
HUNTINGTON SECURITIES, INC. (HOUSTON TX)
TX
04/25/2007 - 05/29/2009
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
TX
02/24/2009 - 03/09/2009
HUTCHINSON, SHOCKEY, ERLEY & CO. (HOUSTON TX)
TX
01/08/2001 - 03/22/2007
RBC DAIN RAUSCHER INC. (HOUSTON TX)
TN
05/11/1998 - 01/08/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
05/13/1997 - 05/14/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/11/1994 - 03/15/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NY
07/08/1991 - 08/06/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MO
09/04/1990 - 12/06/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
09/01/1988 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NA
09/01/1987 - 09/01/1988
BOETTCHER & COMPANY, INC.
NA
05/19/1987 - 09/01/1987
LOVETT MITCHELL WEBB & GARRISON, INC.
NA
10/07/1986 - 04/30/1987
BEAR, STEARNS & CO. INC.
BC
Issued 08/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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