Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gregory is a financial professional with over 13 years of experience in the industry. Mark is registered as a Registered Representative and Investment Advisor Representative with Charles Schwab & Co., Inc. in Torrance, CA. Mark is a Series 6, 7, 9, 10, 63, and 66 licensed professional. Previously, Mark was registered with TD Ameritrade, Inc., Scottrade, Inc., E*TRADE Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Edward Jones. Mark's experience includes working with individual investors and clients with various financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Torrance CA)
CA
09/05/2018 - 05/19/2024
TD AMERITRADE, INC. (TORRANCE CA)
CA
04/05/2016 - 03/08/2018
SCOTTRADE, INC. (SAN JOSE CA)
CA
04/04/2014 - 03/16/2016
E*TRADE SECURITIES LLC (TORRANCE CA)
CA
03/20/2012 - 03/12/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CULVER CITY CA)
CA
07/18/2011 - 01/13/2012
EDWARD JONES (CULVER CITY CA)
MA
01/14/2010 - 05/02/2011
METLIFE SECURITIES INC. (WALTHAM MA)
BOTH
Issued 07/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/13/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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