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Mark Burton Abbott

Southeast Investments, N.c., Inc.

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About Mark Burton Abbott

Mark Abbott is a financial professional who has been in the industry since 1998. Currently, Mark is registered with Southeast Investments, N.c., Inc. in Charlotte, NC. Mark has previously worked at Intermountain Financial Services, Inc. and Investment Management Corporation in Ogden, UT. Mark has passed the Series 6, Series 63, and SIE exams. In addition to the Series 6 and Series 63 exams, Mark is registered with the state of Utah. Mark Abbott works with a variety of client types.

Firm Information

Mark Abbott is currently registered with Southeast Investments, N.c., Inc.. Southeast Investments, N.c., Inc. is a Corporation that was formed on December 6, 1996. They are a registered investment advisor with the SEC and all 51 states. They provide financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. They also offer wrap fee program participation.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Offer products as a b/d on a commission basis

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Mark Abbott’s Registration & Firm History

NC

05/31/2011 - Present

Southeast Investments, N.c., Inc. (CHARLOTTE NC)

UT

10/17/2007 - 06/27/2011

INTERMOUNTAIN FINANCIAL SERVICES, INC. (OGDEN UT)

UT

09/21/2000 - 10/18/2007

INVESTMENT MANAGEMENT CORPORATION (OGDEN UT)

VT

09/15/1998 - 09/01/2000

EQUITY SERVICES, INC. (MONTPELIER VT)

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Licenses & Designations

BC

Issued 09/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 10 public disclosures for Mark Burton Abbott. Review regulatory record here.
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