Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Bryant Thompson has been in the financial services industry since September 1993. Mark currently is an active registered representative of Wells Fargo Clearing Services, LLC. Mark is registered in 23 states and has passed multiple FINRA exams including the Series 3, 7, 9, 10, 63 and 65. Mark has a history of providing financial advice to individual and institutional clients. Mark's previous employment was with A. G. Edwards & Sons, Inc. in Tifton, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (TIFTON GA)
GA
09/27/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TIFTON GA)
IA
Issued 09/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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