Unclaimed
Mark Bruce Godin is a financial advisor currently registered with Franklin Distributors, LLC in Stamford, CT. Mark is registered with the state of Massachusetts. Mark has been in the financial industry since December 30, 2000. Mark has experience working with Putnam Retail Management Limited Partnership, MGI Funds Distributors, LLC, Quasar Distributors, LLC, JOHCM Funds Distributors, LLC, Compass Distributors, LLC, Foreside Distribution Services, L.P., Foreside Financial Services, LLC, Foreside Funds Distributors LLC, Foreside Global Services, LLC, Funds Distributor, LLC, IMST Distributors, LLC, Orbis Investments (U.S.), LLC, Foreside Fund Services, LLC, BD Compliance Solutions, LLC, Amundi Pioneer Distributor, Inc., Babson Capital Securities Inc, Signator Investors, Inc. and Veravest Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/08/2022 - Present
Franklin Distributors, LLC (STAMFORD CT)
MA
01/02/2024 - 08/06/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
03/26/2021 - 08/15/2022
MGI FUNDS DISTRIBUTORS, LLC (Leominster MA)
MA
01/14/2021 - 08/15/2022
QUASAR DISTRIBUTORS, LLC (Leominster MA)
MA
12/18/2019 - 08/15/2022
JOHCM FUNDS DISTRIBUTORS, LLC (Leominster MA)
MA
03/20/2019 - 08/15/2022
COMPASS DISTRIBUTORS, LLC (Leominster MA)
MA
10/19/2018 - 08/15/2022
FORESIDE DISTRIBUTION SERVICES, L.P. (Leominster MA)
MA
10/18/2018 - 08/15/2022
FORESIDE FINANCIAL SERVICES, LLC (Leominster MA)
MA
10/18/2018 - 08/15/2022
FORESIDE FUNDS DISTRIBUTORS LLC (Leominster MA)
MA
10/18/2018 - 08/15/2022
FORESIDE GLOBAL SERVICES, LLC (Leominster MA)
MA
10/18/2018 - 08/15/2022
FUNDS DISTRIBUTOR, LLC (Leominster MA)
MA
10/18/2018 - 08/15/2022
IMST DISTRIBUTORS, LLC (Leominster MA)
MA
10/18/2018 - 08/15/2022
ORBIS INVESTMENTS (U.S.), LLC (Leominster MA)
MA
10/17/2018 - 08/15/2022
FORESIDE FUND SERVICES, LLC (Leominster MA)
MA
10/26/2018 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (Leominster MA)
MA
10/28/2010 - 10/19/2017
AMUNDI PIONEER DISTRIBUTOR, INC. (BOSTON MA)
MA
04/12/2005 - 09/25/2009
BABSON CAPITAL SECURITIES INC (SPRINGFIELD MA)
MA
09/03/2004 - 04/18/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/07/1998 - 07/30/2004
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 12/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/04/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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