Unclaimed
Mark Brown is a financial advisor with over 35 years of experience in the industry. Mark is a Certified Financial Planner™ professional and has a Series 7, Series 24, Series 63 and Series 65 licenses. Mark is currently registered with Ausdal Financial Partners, Inc. and M.brown Financial Advisors. Mark has experience working with a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
FL
01/04/2023 - Present
Ausdal Financial Partners, Inc. (ESTERO FL)
IL
02/28/2005 - 05/18/2010
LPL FINANCIAL CORPORATION (NAPERVILLE IL)
MO
10/05/2001 - 03/02/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
AZ
04/02/1998 - 10/09/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
10/20/1987 - 04/06/1998
LONG GROVE TRADING CO. (BOSTON MA)
IA
Issued 08/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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