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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Brian Lozier is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark Brian Lozier has been in the securities industry for over six years. Mark Brian Lozier holds Series 66, Series 10, Series 9, SIE, and Series 7 licenses. Mark Brian Lozier specializes in providing advisory services including portfolio management for businesses and individuals, as well as pension consulting. Mark Brian Lozier also offers educational seminars. Mark Brian Lozier has worked for Fidelity Brokerage Services LLC, CUSO Financial Services, L.P., and Workers Credit Union. Mark Brian Lozier is registered with the state of Texas as an Investment Advisor Representative, as well as the state of New Hampshire as both an Investment Advisor Representative and an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
04/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NASHUA NH)
NH
05/26/2017 - 02/12/2020
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
CA
08/10/2016 - 04/28/2017
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
BOTH
Issued 11/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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