Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark brian? Claim Your ProfileMark Brian Canlapan is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 2 years of experience in the financial services industry. Mark Brian has a strong background in financial planning and portfolio management, having previously worked with Citigroup Global Markets Inc. and J.P. Morgan Securities LLC. Mark Brian holds Series 63, 65, and 7 licenses, as well as the SIE exam. Mark Brian is registered in multiple states to provide investment advice to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/08/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTH SAN FRANCISCO CA)
CA
11/14/2023 - 06/04/2024
CITIGROUP GLOBAL MARKETS INC. (San Mateo CA)
CA
08/05/2022 - 07/08/2023
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
IA
Issued 12/18/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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