Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Bret Umek is a financial advisor with Empirical Wealth Management. Mark has been in the financial industry for over 16 years and has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, corporations, and pooled investment vehicles. Mark is a Certified Financial Planner™ and holds Series 6, 7, and 66 licenses. Mark is also registered in Alaska, California, Idaho, Oregon, Texas, and Washington. Mark's previous experience includes working with Independent Financial Group, LLC, QA3 Financial Corp., ING Financial Partners, Inc., OneAmerica Securities, Inc., Metropolitan Investment Securities, Inc., and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax preparation and insurance services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OR
12/11/2019 - Present
Empirical Wealth Management (Portland OR)
ID
02/22/2011 - 12/31/2014
INDEPENDENT FINANCIAL GROUP, LLC (SANDPOINT ID)
CA
12/09/2008 - 02/11/2011
QA3 FINANCIAL CORP. (SAN DIEGO CA)
CA
08/04/2006 - 12/08/2008
ING FINANCIAL PARTNERS, INC. (SAN DIEGO CA)
IN
01/07/2004 - 12/31/2004
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
WA
08/22/2003 - 12/15/2003
METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)
WI
10/17/2002 - 06/24/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 08/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2014
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Mark Umek is the right advisor for you? Invested Better is here to help.
