Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Brendan Sumner is a financial advisor with over 12 years of experience. Mark is currently registered with SPC, a firm that offers a range of financial services, including financial planning, portfolio management, and educational seminars. Mark has a broad range of experience in the financial services industry, having worked with a number of firms including Securities Service Network, LLC, Securities America, Inc., Ameritas Investment Corp., and H.D. Vest Investment Services. Mark has a strong educational background, having obtained the Series 66 and Series 7 licenses, along with the SIE exam. Mark is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
09/25/2020 - Present
SPC (ANN ARBOR MI)
NC
03/04/2013 - 09/14/2020
SECURITIES SERVICE NETWORK, LLC (MOORESVILLE NC)
NC
09/14/2011 - 02/22/2013
SECURITIES AMERICA, INC. (MOORESVILLE NC)
NC
09/20/2010 - 09/14/2011
AMERITAS INVESTMENT CORP. (CHARLOTTE NC)
NC
01/12/2010 - 09/27/2010
H.D. VEST INVESTMENT SERVICES (MOORESVILLE NC)
FL
12/03/2008 - 01/27/2010
ALLEGIANT SECURITIES L.L.C. (MIAMI FL)
BOTH
Issued 02/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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