Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Brant Bertoli is a financial professional with over 30 years of experience in the financial services industry. Mark is currently a Registered Representative with Castle Rock Wealth Management, LLC where he is an Investment Advisor Representative in Walnut Creek, California. Previously, Mark has held positions at Cetera Advisor Networks LLC, First Allied Securities, Inc. and Associated Securities Corp. Mark holds the Series 6, 7 and 63 licenses and has earned the Certified Financial Planner designation. Mark works with a variety of clients including individuals, corporations, and small business owners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
11/14/2016 - Present
Castle Rock Wealth Management, LLC (WALNUT CREEK CA)
CA
11/09/2016 - 02/13/2018
FIRST ALLIED SECURITIES, INC. (WALNUT CREEK CA)
CA
11/12/1997 - 03/01/2017
CETERA ADVISOR NETWORKS LLC (CONCORD CA)
MA
08/16/1993 - 11/06/1997
ASSOCIATED SECURITIES CORP. (BOSTON MA)
MA
01/13/1987 - 03/11/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/13/1987 - 03/11/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Bertoli is the right advisor for you? Invested Better is here to help.
