Unclaimed
Mark Bradley Currier is a financial advisor with over 20 years of experience in the industry. Mark has held positions with several firms including FS Investment Solutions, LLC, Bluerock Capital Markets LLC, CION Securities, LLC, and Northern Lights Distributors, LLC. Currently, Mark is registered with Franklin Distributors, LLC in Baltimore, MD. Mark holds Series 3, 6, 7, and 63 licenses as well as the SIE and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/29/2022 - Present
Franklin Distributors, LLC (BALTIMORE MD)
PA
01/23/2018 - 06/14/2022
FS INVESTMENT SOLUTIONS, LLC (PHILADELPHIA PA)
NY
01/08/2016 - 10/05/2017
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/10/2013 - 12/23/2015
CION SECURITIES, LLC (NEW YORK NY)
NE
09/27/2012 - 04/05/2013
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
09/16/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
PA
12/12/2006 - 09/10/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CT
09/01/2000 - 11/10/2006
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
MA
06/17/2003 - 07/08/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/17/2003 - 07/08/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 01/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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