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Mark Bogatir

Mizuho Securities USA LLC

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About Mark Bogatir

Mark Bogatir is a registered representative with Mizuho Securities USA LLC. Mark holds the Series 79TO, Series 63, and SIE licenses and is registered in 52 states. Mark is a licensed investment banking representative and can provide investment banking services to clients.

Firm Information

Mark Bogatir is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Bogatir’s Registration & Firm History

CA

08/05/2024 - Present

Mizuho Securities USA LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/28/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Bogatir.
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