Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Bennett Wiegenstein is a financial advisor with Raymond James Financial Services Advisors, Inc.. Mark has been in the financial services industry since 1985. Mark is a Certified Financial Planner™ professional and has Series 7, 3, 24, 53, and 63 securities licenses and a Series 65 investment advisor representative license. Mark has also been registered as a broker-dealer with Salomon Smith Barney Inc., E. F. Hutton & Company Inc, Prudential-Bache Securities Inc., and Everen Securities, Inc. Mark is based in the Mesa, Arizona branch of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
10/09/2019 - Present
Raymond James Financial Services Advisors, Inc. (MESA AZ)
NY
01/23/1995 - 07/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
02/11/1991 - 01/17/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
11/12/1987 - 02/01/1991
PRUDENTIAL-BACHE SECURITIES INC.
NY
10/19/1987 - 02/01/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/19/1984 - 10/29/1987
E. F. HUTTON & COMPANY INC
IA
Issued 06/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1985
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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