Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Rose is an investment advisor representative with Rockline Wealth Management LLC, based in Islip Terrace, NY. Mark has been in the financial services industry since 1983 and has extensive experience in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. Mark has a strong commitment to helping clients achieve their financial goals. Mark holds the Series 3, Series 7, Series 63, and Series 65 licenses. Mark has also worked at LPL Financial LLC and Wells Fargo Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/01/2023 - Present
Rockline Wealth Management LLC (ISLIP TERRACE NY)
NY
04/20/2018 - 06/18/2024
LPL FINANCIAL LLC (PLAINVIEW NY)
NY
07/01/2003 - 04/23/2018
WELLS FARGO CLEARING SERVICES, LLC (MELVILLE NY)
NY
09/15/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/23/1983 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 08/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1993
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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