Unclaimed
Mark Johnston is a financial advisor currently registered with Vanguard Advisers, Inc. Mark Johnston has been a financial advisor for over 24 years, with previous experience at Marion Bass Securities Corporation. Mark Johnston is a Certified Financial Planner and holds the Series 63, Series 24, Series 7 and SIE licenses. Mark Johnston's specializations include portfolio management for individuals, businesses, and pooled investment vehicles. Mark Johnston is also a registered investment advisor in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/27/2020 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NC
10/01/1998 - 05/28/1999
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
BC
Issued 10/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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