Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Barry McCarthy is a financial advisor with a focus on providing financial planning and portfolio management services. Mark has been working in the financial services industry since 1984 and holds a Series 3, 7, 24, 63 and 65. He is currently registered with CMC Financial Group, LLC, and holds licenses in Georgia and Texas. Previously, Mark was a Financial Advisor at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
04/29/2019 - Present
CMC Financial Group, LLC (ATLANTA GA)
GA
02/13/2009 - 05/09/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ATLANTA GA)
GA
08/14/2000 - 03/04/2009
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
11/07/1995 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
GA
07/03/1989 - 10/23/1995
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NY
02/15/1988 - 07/19/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/26/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
10/26/1984 - 11/14/1985
BUCKINGHAM SECURITIES, LTD.
IA
Issued 03/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1989
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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