Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Dobrosky is a registered representative with Imperial Capital, LLC based in Los Angeles, California. Mark has been in the industry since October 2012. Mark is a Series 7, Series 57, and SIE licensed professional and holds a Series 63 registration. Mark has been registered with Imperial Capital, LLC since April 2013. Previously, Mark was registered with Gleacher & Company Securities, Inc. Mark is registered with the following states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/15/2013 - Present
Imperial Capital, LLC (LOS ANGELES CA)
NJ
10/05/2012 - 04/15/2013
GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)
BC
Issued 10/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2017
Series 57 - Securities Trader Exam
BC
Issued 10/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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