Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Baliel is a financial advisor registered with Morgan Stanley, a large financial firm with over $1 trillion in assets under management. Mark has worked as a financial advisor for over 19 years and has experience working with a wide range of clients, including individuals, families, businesses, and institutions. Mark holds a variety of licenses and certifications, including the Series 7, 9, 10, 63, and 66, and is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. Mark also has experience in investment management, financial planning, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
04/03/2023 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
02/06/2017 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
08/05/2013 - 01/30/2017
TD AMERITRADE, INC. (DRAPER UT)
UT
01/03/2011 - 06/27/2013
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
01/09/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
RI
09/13/2004 - 12/21/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 05/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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