linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark B. Sharifi

Legacy Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark B. Sharifi

Mark B. Sharifi is a registered investment advisor representative with Legacy Investment Services, LLC. Mark has been working in the financial services industry since 2003 and has a strong background in insurance and financial planning. He is licensed to provide investment advice in Arizona, California, Nevada and Texas. Mark's firm provides a variety of services including investment management, pension consulting, and selection of other advisors. Mark also owns and operates several other businesses including a rental property company, a non-profit organization, and a business and tax services firm.

Firm Information

Mark Sharifi is currently registered with Legacy Investment Services, LLC. Legacy Investment Services, LLC is a Registered Investment Adviser offering services including pension consulting and selection of other advisers.

Not reported

Assets Under Management

1,000

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Referral fees/pension consulting fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Sharifi’s Registration & Firm History

CA

05/20/2019 - Present

Legacy Investment Services, LLC (RANCHO CUCAMONGA CA)

CA

04/25/2016 - 02/10/2017

GRADIENT SECURITIES, LLC (Rancho Cucamonga CA)

CA

10/19/2009 - 01/04/2010

GRADIENT SECURITIES, LLC (RANCHO CUCAMONGA CA)

CA

12/01/2006 - 11/08/2007

QUESTAR CAPITAL CORPORATION (ANAHEIM CA)

CA

11/09/2004 - 12/01/2006

USALLIANZ SECURITIES, INC. (ANAHEIM CA)

Not sure if Mark B. Sharifi is right for you?

Licenses & Designations

BC

Issued 05/11/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/12/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/10/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mark B. Sharifi.
Not sure if Mark B. Sharifi is right for you?