Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Leander is an investment advisor representative with UBS Financial Services Inc., based in Chicago, Illinois. Mark has been in the industry since 2016. Mark is registered with the state of Illinois and with FINRA. Mark is currently associated with JPMorgan Securities LLC, RBC Capital Markets, LLC, Morgan Stanley, and Wells Fargo Clearing Services, LLC. Mark has a Series 7 and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
04/04/2024 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
11/16/2022 - 04/10/2024
J.P. MORGAN SECURITIES LLC (Chicago IL)
CA
08/10/2021 - 04/28/2022
RBC CAPITAL MARKETS, LLC (CENTURY CITY CA)
CA
12/06/2018 - 06/07/2021
MORGAN STANLEY (Santa Monica CA)
IL
12/04/2017 - 07/31/2018
WELLS FARGO CLEARING SERVICES, LLC (NORTHBROOK IL)
IL
04/20/2016 - 12/23/2016
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
MO
03/02/2016 - 04/21/2016
MML INVESTORS SERVICES, LLC (CHESTERFIELD MO)
BOTH
Issued 10/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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