Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark B. Eads is a financial professional with over 25 years of experience in the securities industry. Mark is currently registered with Apex Clearing Corp. in New York, NY and is a Series 7, 24, 4, 55, 52, 57 and 63 licensed professional. Mark has previously worked with Electronic Transaction Clearing, Inc., Cowen and Company, Cowen Execution Services LLC, BNY Clearing Services LLC, Bluestone Capital Partners, L.P., Quick & Reilly, Inc. and W.J. Nolan & Company, Inc. Mark has a broad experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2021 - Present
Apex Clearing Corp. (New York NY)
TX
03/25/2021 - 09/21/2023
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
NY
10/08/2019 - 03/05/2021
COWEN AND COMPANY (NEW YORK NY)
NY
01/03/2001 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NY NY)
WI
11/12/2001 - 10/01/2003
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
NY
04/21/1999 - 09/25/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
12/11/1997 - 05/07/1999
QUICK & REILLY, INC. (NEW YORK NY)
NY
10/30/1997 - 11/05/1997
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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