Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Fendrick is an investment advisor representative with UBS Financial Services INC. Mark has been in the securities industry since 1984. Mark holds both Series 7 and Series 63 licenses and is registered with the state of New Jersey and Florida. Mark is a member of the Endorsement Committee at Temple Beth Shalom. Mark is also a member of the investment committee for the Raymond and Gertrude Saltzman Foundation. Mark has a history of previous employment with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Mark can provide investment advice and services for high-net-worth individuals, corporations and other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Mark is affiliated with UBS Financial Services INC. which manages over $700 billion in assets and is registered with the SEC to provide investment advice to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/24/2008 - Present
UBS Financial Services Inc. (MT. LAUREL NJ)
NJ
04/02/2007 - 11/11/2008
MORGAN STANLEY & CO. INCORPORATED (VOORHEES NJ)
NJ
01/25/1984 - 04/02/2007
MORGAN STANLEY DW INC. (VOORHEES NJ)
BC
Issued 1/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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