Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mattson Pond is a financial advisor at Raymond James Financial Services Advisors, Inc. Mark has been working in the financial services industry since 2003, and has held previous positions at Raymond James & Associates, Inc., Deutsche Bank Securities Inc., Morgan Stanley, Citigroup Global Markets Inc., and UBS Financial Services Inc. Mark holds a Series 7, 9, 10, 31, and 66 securities license and is a Certified Financial Planner. Mark provides financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions. Mark also serves as a committee member for the Finance Committee of Frassati Catholic High School. Mark is a Managing Member of MAP Wealth Management LLC DBA Pond Wealth Management. Mark is committed to providing his clients with personalized financial advice and guidance. Mark can be reached at the Spring, TX branch office of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
10/10/2023 - Present
Raymond James Financial Services Advisors, Inc. (Spring TX)
TX
09/06/2016 - 10/16/2023
RAYMOND JAMES & ASSOCIATES, INC. (Houston TX)
TX
05/10/2013 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
TX
06/01/2009 - 06/07/2013
MORGAN STANLEY (THE WOODLANDS TX)
TX
04/08/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (THE WOODLANDS TX)
TX
03/19/2003 - 04/14/2008
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
BOTH
Issued 3/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/23/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/6/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/16/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 3/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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