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Mark Arthur Welch

Paulson Investment Co. LLC

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About Mark Arthur Welch

Mark Welch is a financial advisor who has been in the industry for over 30 years. He is currently registered with Paulson Investment Co. LLC in St. Petersburg, FL. Mark has a broad range of experience in the financial services industry and holds several licenses and certifications.

Firm Information

Mark Welch is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Welch’s Registration & Firm History

FL

02/29/2024 - Present

Paulson Investment Co. LLC (St. Petersburg FL)

FL

04/15/1999 - 05/28/2004

EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)

FL

03/24/1997 - 10/23/1998

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

NY

01/03/1997 - 03/24/1997

TIMECAPITAL SECURITIES CORPORATION (PORT JEFFERSON STATION NY)

NY

09/06/1996 - 11/05/1996

ASH & CO. INCORPORATED (GREAT NECK NY)

NJ

08/16/1996 - 09/11/1996

J.S. SECURITIES, INC. (PT. PLEASANT BEACH NJ)

NA

08/07/1995 - 07/17/1996

VISION INVESTMENT GROUP, INC.

NA

07/13/1995 - 07/17/1996

VISION INVESTMENT GROUP, INC.

NJ

01/23/1995 - 07/07/1995

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

NA

11/23/1994 - 03/09/1995

VISION INVESTMENT GROUP, INC.

NY

10/20/1993 - 01/12/1994

THE HARRIMAN GROUP, INC. (JERICHO NY)

PA

05/06/1993 - 10/22/1993

SHAMROCK PARTNERS, LTD (MEDIA PA)

OR

03/15/1993 - 05/06/1993

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

NJ

11/10/1992 - 01/08/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

CO

07/16/1992 - 09/14/1992

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

NY

02/28/1992 - 07/27/1992

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

11/28/1990 - 02/07/1992

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

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Licenses & Designations

BOTH

Issued 05/16/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/30/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/09/2011

Series 30 - NFA Branch Manager Examination

BC

Issued 02/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/13/2023

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2010

Series 3 - National Commodity Futures Examination

BC

Issued 11/26/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Mark Arthur Welch. Review regulatory record here.
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