Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Arthur Pletts is a financial advisor registered with Mercer Global Advisors Inc. Mark has a long history in the financial services industry, having held positions at multiple firms including AllianceBernstein Investments, Inc., U.S. Growth Investments, Inc., Clark-Bardes Securities, Inc., and Delaware Distributors, L.P.. Mark is also a Board and Executive Committee Member for Matter NGO, a non-profit focused on improving communities. Mark is active in Minnesota and Texas and holds a Series 6, 7, 24, 63, and 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/03/2024 - Present
Mercer Global Advisors Inc. (DENVER CO)
MN
10/02/2002 - 11/18/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (CHANHASSEN MN)
MN
01/25/2001 - 02/25/2002
U.S. GROWTH INVESTMENTS, INC. (MINNETONKA MN)
TX
11/24/1999 - 01/03/2001
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
PA
05/09/1997 - 10/29/1999
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NA
11/08/1995 - 08/12/1997
VOYAGEUR INVESTMENTS, INC.
RI
11/29/1994 - 11/09/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
07/30/1987 - 10/13/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/30/1987 - 10/13/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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