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Mark Arnold Miller

Keybanc Capital Markets Inc.

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About Mark Arnold Miller

Mark Arnold Miller is a financial advisor with Keybanc Capital Markets Inc., registered with FINRA and the state of Ohio. Mark Miller has been in the financial services industry since 2003 and holds a Series 7, 50, 53 and 54 license as well as the Series 63. Previously, Mark Miller was with PNC Capital Markets LLC, Rice Financial Products Company, Greentree Brokerage Services, Inc., Pryor, Counts & Co., Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company.

Firm Information

Mark Miller is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Miller’s Registration & Firm History

OH

03/18/2022 - Present

Keybanc Capital Markets Inc. (COLUMBUS OH)

OH

06/04/2010 - 05/09/2016

PNC CAPITAL MARKETS LLC (COLUMBUS OH)

OH

01/10/2001 - 06/03/2010

RICE FINANCIAL PRODUCTS COMPANY (COLUMBUS OH)

PA

03/06/2002 - 08/12/2002

GREENTREE BROKERAGE SERVICES, INC. (PHILADELPHIA PA)

PA

10/30/1998 - 07/31/2001

PRYOR, COUNTS & CO., INC. (PHILADELPHIA PA)

IN

04/25/1997 - 09/24/1998

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

04/25/1997 - 09/24/1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 11/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/02/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 08/02/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 04/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Arnold Miller.
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