Unclaimed
Mark Anton Seal is a registered representative with Samco Capital Markets, Inc. in San Antonio, Texas. Mark has been in the securities industry since 1993. Mark is also licensed as a Municipal Advisor Representative. Mark has a Series 7, Series 50, and Series 63 licenses. Mark was previously employed with UBS Financial Services Inc. and M. E. Allison & Co., Inc. in San Antonio, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/03/2023 - Present
Samco Capital Markets, Inc. (SAN ANTONIO TX)
TX
10/03/2017 - 10/12/2023
UBS FINANCIAL SERVICES INC. (San Antonio TX)
TX
05/20/1993 - 09/25/2017
M. E. ALLISON & CO., INC. (SAN ANTONIO TX)
BC
Issued 01/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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