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Mark Anthony Wingfield

THE Investment Center, Inc.

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About Mark Anthony Wingfield

Mark Anthony Wingfield is a financial professional registered with The Investment Center, Inc. in Groton, CT. Mark has been in the industry since March 22, 2024 and is currently licensed to sell securities in Connecticut. Mark holds Series 63, Series 6TO, and SIE licenses. Mark previously worked at Northwestern Mutual Investment Services, LLC.

Firm Information

Mark Wingfield is currently registered with THE Investment Center, Inc.. THE Investment Center, Inc. is a Corporation registered in 53 states and the SEC. Founded in 1986, the firm has been involved in 8 Regulatory Events and 5 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Wingfield’s Registration & Firm History

CT

06/13/2024 - Present

THE Investment Center, Inc. (GROTON CT)

CT

03/22/2024 - 06/11/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (New Haven CT)

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Licenses & Designations

BC

Issued 04/11/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/01/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Anthony Wingfield.
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