Unclaimed
Mark Anthony Vergenes is a financial advisor associated with Cetera Investment Advisers LLC. Mark has been in the financial services industry for over 26 years. Mark Anthony Vergenes is a licensed investment advisor in Pennsylvania and has been registered as a broker in 21 states. Mark also owns and operates the firm, Mirus Financial Partners. Mark holds the Series 6, Series 63, and Series 65 licenses. Mark also holds the SIE license. Mark has experience in various financial services, including financial planning, investment advice, insurance, and parking consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (LANCASTER PA)
PA
03/01/2004 - 06/29/2006
MUTUAL SERVICE CORPORATION (LANCASTER PA)
CA
09/25/2002 - 03/01/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
06/12/1996 - 09/26/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/12/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 6/3/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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