Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Swain is a financial advisor associated with State Farm Investment Management Corp. He has been in the industry since 2012 and has experience in providing financial advice to a variety of clients, including individuals, investment companies, and insurance companies. Mark is registered as a financial advisor in Florida and Ohio. He has passed the Series 6, Series 65 and SIE exams. Mark also owns and operates Mark Swain's Insurance Agency, a State Farm Insurance agency located in Bradenton, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
10/16/2024 - Present
State Farm Investment Management Corp. (Bradenton FL)
IA
Issued 09/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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