Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Soza is a financial professional with over 1 year of experience in the securities industry. Mark is currently registered with Fidelity Brokerage Services LLC and holds Series 63, Series 7TO and SIE licenses. Mark previously worked at Vanguard Marketing Corporation. Mark is registered in 53 states and territories in the U.S.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
12/22/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
AZ
08/04/2021 - 11/03/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 09/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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