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Mark Anthony Sarlo

USI Advisors

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About Mark Anthony Sarlo

Mark Anthony Sarlo is an investment advisor representative at Usi Advisors. Mark has been in the industry since March 22, 1998. Mark is registered with the state of Connecticut as an investment advisor representative. Mark has also passed the Series 63, Series 65 and SIE exams. Mark has previously worked at Commonwealth Equity Services, Inc. and First Gulfcoast Investments, Inc.

Firm Information

Mark Sarlo is currently registered with USI Advisors. USI Advisors is an investment advisory firm headquartered in Glastonbury, CT. Founded in 1998, USI Advisors provides investment advisory services to corporations, pension funds, and other institutional clients. The firm specializes in portfolio management, pension consulting, and selection of other advisors. USI Advisors is registered with the SEC and has over 70 investment advisor representatives.
USI Advisors

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

$41.62B

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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seminars and consultations

Seminars and consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Sarlo’s Registration & Firm History

CT

09/18/2001 - Present

USI Advisors (GLASTONBURY CT)

MA

07/22/1998 - 12/31/1998

COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)

FL

01/06/1998 - 05/06/1998

FIRST GULFCOAST INVESTMENTS, INC. (VENICE FL)

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Licenses & Designations

IA

Issued 05/10/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Anthony Sarlo.
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