Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Romano is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with TCW Investment Management Co. LLC in Los Angeles, California. Mark has held previous roles with PIMCO INVESTMENTS LLC in New York, New York and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC in New York, New York. Mark Anthony Romano holds licenses in all 50 states. Mark’s areas of expertise include portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for wrap fee programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
03/03/2021 - Present
TCW Investment Management Co. LLC (LOS ANGELES CA)
NY
02/14/2011 - 07/10/2020
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
03/05/1998 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BOTH
Issued 03/25/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/07/2001
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/13/1998
Series 3 - National Commodity Futures Examination
BC
Issued 09/10/1986
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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