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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Roach is a financial advisor at Fidelity Personal and Workplace Advisors in Scottsdale, AZ. Mark is registered with the state of Arizona and Texas. Mark has 11 years of experience in the financial services industry and has worked at Fidelity since 2022. Before Fidelity, Mark was an advisor at PFS Investments Inc. Mark is also a Series 6, 7TO, and 63 licensed advisor. Mark has a demonstrated history of working in the financial services industry. Mark is a passionate advocate for clients' financial wellbeing and has a strong commitment to building long-term relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/12/2023 - Present
Fidelity Personal AND Workplace Advisors (SCOTTSDALE AZ)
AZ
10/23/2012 - 12/31/2014
PFS INVESTMENTS INC. (PHOENIX AZ)
IA
Issued 09/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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