Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Nordbrock is a financial advisor registered with Equitable Advisors, LLC and is a registered investment advisor. Mark is a financial advisor with over 20 years of experience in the financial services industry. Mark's current registrations include Arizona, California, Colorado, Idaho, Iowa, Michigan, and Oregon. Mark is also a licensed attorney and holds a Series 7, Series 6, Series 24, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/09/2017 - Present
Equitable Advisors, LLC (LOS ANGELES CA)
IL
11/19/2004 - 04/14/2005
AON SECURITIES CORPORATION (CHICAGO IL)
NY
03/31/2000 - 11/01/2004
AXA ADVISORS, LLC (NEW YORK NY)
NA
11/05/1987 - 12/19/1989
H.D. VEST INVESTMENT SECURITIES, INC.
BOTH
Issued 04/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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