Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Naprstek is a financial advisor currently registered with LPL Financial LLC and is licensed to conduct business in Arizona, California, Colorado, Montana, Nebraska, and Texas. Mark has been in the financial services industry since 2002 and has held previous positions with Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mutual Service Corporation, AIG Financial Advisors, Inc., Spelman & Co., Inc., Sentra Securities Corporation, SunAmerica Securities, Inc. and Invest Financial Corporation. Mark is a Series 7, Series 24, Series 53, and Series 66 registered representative and has successfully completed the Securities Industry Essentials (SIE) Examination. He is committed to providing personalized financial advice to individuals, families, and businesses. Mark specializes in investment management, financial planning, retirement planning, and estate planning. He believes in a collaborative approach to financial planning, working closely with clients to understand their unique goals and develop a customized plan to achieve their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
11/19/2012 - Present
LPL Financial LLC (PHOENIX AZ)
MO
03/13/2012 - 03/21/2012
EDWARD JONES (ST. LOUIS MO)
AZ
12/07/2010 - 01/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
MA
02/02/2007 - 10/13/2009
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
10/31/2005 - 02/12/2007
AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
03/03/2005 - 12/08/2005
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
03/03/2005 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
02/10/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
WI
05/04/2001 - 02/04/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 10/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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