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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Mucciacciaro is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 1996. Mark has a wide range of experience, having previously worked with Morgan Stanley and Morgan Stanley & Co. Incorporated. Mark's experience includes providing financial advice to individuals, businesses, high-net-worth individuals, pension and profit-sharing plans, corporations, charitable organizations, insurance companies, and state or municipal government entities. Mark holds Series 7, 9, 10, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/22/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YARDLEY PA)
PA
06/01/2009 - 10/03/2016
MORGAN STANLEY (NEWTOWN PA)
PA
11/28/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEWTOWN PA)
NJ
01/01/1997 - 12/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
IA
Issued 11/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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