Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Montes de oca is a financial advisor with over 10 years of experience in the industry. Mark is currently registered with Midwestern Securities Trading Company, LLC and holds licenses for both securities and investment advisory services. Mark has worked with a number of firms in the past including J.P. Morgan Securities LLC, TD Ameritrade, Inc., and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
A percentage of assets under 3rd party management
1
2
IL
06/28/2023 - Present
Midwestern Securities Trading Company, LLC (Champaign IL)
IL
06/05/2020 - 06/10/2023
J.P. MORGAN SECURITIES LLC (BLOOMINGTON IL)
IL
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (BLOOMINGTON IL)
IL
04/03/2014 - 02/26/2018
SCOTTRADE, INC. (BLOOMINGTON IL)
BOTH
Issued 08/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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