Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mascarenhas is a financial advisor who is registered with Northwestern Mutual Investment Services, LLC, and has been in the industry since 2006. Mark has a Series 7, Series 24, Series 55, and Series 57TO licenses, allowing him to provide a broad range of investment services. Mark has experience in the industry with prior roles at Barclays Capital Inc. and Lehman Brothers Inc. and is currently registered in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
04/10/2020 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
GA
09/22/2008 - 04/01/2020
BARCLAYS CAPITAL INC. (ATLANTA GA)
NY
07/13/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/04/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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