Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Lopez is a financial professional with over 20 years of experience in the industry. Mark is currently a Registered Representative of Charles Schwab & Co., Inc. and is licensed in 52 states. Mark has held previous roles at USAA Financial Advisors, Inc. and USAA Investment Management Company. Mark is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
05/28/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
09/02/2004 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
05/17/1999 - 09/02/2004
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NJ
03/17/1998 - 05/06/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MA
09/20/1997 - 03/02/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/20/1997 - 03/02/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/19/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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