Unclaimed
Mark Anthony Larose has been in the financial industry since August 26, 2001. Mark Anthony Larose is currently a registered representative at MML Investors Services, LLC. Previously Mark Anthony Larose was employed at MML DISTRIBUTORS, LLC; MMLISI FINANCIAL ALLIANCES, LLC; HARTFORD EQUITY SALES COMPANY INC.; and TOWER SQUARE SECURITIES, INC.. Mark Anthony Larose holds several industry licenses including Series 7, Series 24, Series 27, Series 4, and Series 53. Mark Anthony Larose is a Registered Principal and specializes in Asset Allocation, Financial Planning, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
01/23/2009 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
10/12/2009 - 12/20/2012
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
10/12/2009 - 12/20/2012
MMLISI FINANCIAL ALLIANCES, LLC (SPRINGFIELD MA)
CT
06/05/2006 - 01/20/2009
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
CA
09/21/2000 - 07/01/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 08/14/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/13/2009
Series 4 - Registered Options Principal Examination
BC
Issued 07/03/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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