Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Keating is a financial advisor with over 25 years of experience in the industry. Mark is currently registered with Osaic Wealth, Inc. and holds licenses in multiple states. Mark has a strong background in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
04/14/2022 - Present
Osaic Wealth, Inc. (Grand Rapids MI)
MI
06/18/2021 - 04/15/2022
PARK AVENUE SECURITIES LLC (SOUTHFIELD MI)
MI
05/13/2014 - 02/10/2021
MML INVESTORS SERVICES, LLC (GRAND RAPIDS MI)
NY
06/14/2011 - 08/07/2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (HAUPPAUGE NY)
FL
09/04/2009 - 10/25/2010
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
CA
08/15/2007 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NY
07/20/2005 - 05/02/2007
PRUCO SECURITIES, LLC. (UNIONDALE NY)
MA
02/24/2004 - 07/07/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/24/2004 - 07/07/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
03/16/1995 - 02/23/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/01/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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