Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark-anthony? Claim Your ProfileMark-anthony Hopeton Brown is a financial advisor with over 20 years of experience in the industry. Currently, Mark-anthony is an advisor at Bofa Securities, Inc., in Miami, Florida. Mark-anthony has held previous positions at several firms including Mercer Allied Company, L.P., Banc of America Investment Services, Inc., and Templeton/Franklin Investment Services, Inc., demonstrating a broad range of industry knowledge. Mark-anthony holds the Series 7, Series 63, Series 65, and SIE licenses, and is registered with the state of Florida. Mark-anthony's expertise and extensive experience make him a valuable resource for clients seeking financial guidance and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
FL
10/28/2019 - Present
Bofa Securities, Inc. (MIAMI FL)
GA
04/30/2007 - 06/23/2008
MERCER ALLIED COMPANY, L.P. (ATLANTA GA)
GA
12/10/2001 - 09/07/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (ATLANTA GA)
CA
11/28/2000 - 10/30/2001
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
MA
09/16/1998 - 09/26/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MN
07/16/1997 - 03/02/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/16/1997 - 03/02/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CT
08/09/1996 - 10/29/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
05/02/1996 - 08/07/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
BC
Issued 12/02/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/25/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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