Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Henry is a financial advisor with over 20 years of experience in the financial services industry. Mark Henry is currently registered with Prudential Annuities Distributors, Inc. and holds a Series 66 and Series 63 licenses. Mark Henry also holds licenses such as Series 53, Series 4, Series 24, Series 9, Series 10, Series 52TO, SIE and Series 7. Mark Henry has previously worked with firms such as PRUCO SECURITIES, LLC., UBS FINANCIAL SERVICES INC., PERSHING LLC, NEW ENGLAND SECURITIES, METLIFE SECURITIES INC., TOWER SQUARE SECURITIES, INC., WALNUT STREET SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and TD AMERITRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/15/2024 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
NJ
05/02/2018 - 05/15/2024
PRUCO SECURITIES, LLC. (Newark NJ)
NJ
04/19/2016 - 04/17/2018
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
12/16/2015 - 04/13/2016
PERSHING LLC (JERSEY CITY NJ)
NJ
02/22/2013 - 06/20/2014
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
04/09/2009 - 06/20/2014
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
02/22/2013 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
02/22/2013 - 09/05/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
01/02/2008 - 03/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
10/16/2006 - 11/28/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
02/16/2001 - 06/14/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
BOTH
Issued 09/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/2009
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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