Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Giudice is a financial advisor with Janney Montgomery Scott LLC. Mark is registered with FINRA and has been in the financial industry since 1987. Mark holds licenses in various states, including New York, New Jersey, Pennsylvania, Ohio, Texas, California, and the District of Columbia. Mark specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Mark also provides educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
11/28/2011 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
NY
03/09/2002 - 08/14/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
06/19/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
08/24/1998 - 07/07/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
07/28/1998 - 08/11/1998
FIRST ALBANY CORPORATION
NY
01/09/1991 - 08/05/1998
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
12/01/1987 - 01/14/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 02/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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