Unclaimed
Mark Anthony Giordano is an active financial advisor, registered with FINRA and with the states of California, Florida, Maine, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina and Texas. Mark is a registered representative of Private Advisor Group, LLC and is licensed to offer securities and investment advisory services. Mark has been in the financial services industry since 2001. Mark's specialties include financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/26/2024 - Present
Private Advisor Group, LLC (Pine�Brook NJ)
NJ
08/20/2019 - 05/24/2023
IFP SECURITIES, LLC (Wyckoff NJ)
NJ
01/14/2005 - 09/11/2019
LPL FINANCIAL LLC (PARAMUS NJ)
NY
08/02/2002 - 01/19/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/01/2001 - 08/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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