Unclaimed
Mark Anthony Garrick is a financial advisor with over 17 years of experience. Mark is currently registered with Mutual Of America Securities LLC, located in Boca Raton, Florida. He holds Series 63, 26, 99TO, SIE and 7 licenses, and is registered in 51 states. Mark previously worked with Mutual of America Life Insurance Company, Newbridge Securities Corporation, and Gunnallen Financial, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/10/2007 - Present
Mutual OF America Securities LLC (Boca Raton FL)
FL
10/10/2007 - 11/24/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)
FL
03/08/2006 - 02/26/2007
NEWBRIDGE SECURITIES CORPORATION (WEST PALM BEACH FL)
FL
07/22/2005 - 03/24/2006
GUNNALLEN FINANCIAL, INC (BOCA RATON FL)
BC
Issued 09/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/28/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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