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Mark Anthony Garrick

Mutual OF America Securities LLC

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About Mark Anthony Garrick

Mark Anthony Garrick is a financial advisor with over 17 years of experience. Mark is currently registered with Mutual Of America Securities LLC, located in Boca Raton, Florida. He holds Series 63, 26, 99TO, SIE and 7 licenses, and is registered in 51 states. Mark previously worked with Mutual of America Life Insurance Company, Newbridge Securities Corporation, and Gunnallen Financial, Inc.

Firm Information

Mark Garrick is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Garrick’s Registration & Firm History

FL

10/10/2007 - Present

Mutual OF America Securities LLC (Boca Raton FL)

FL

10/10/2007 - 11/24/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)

FL

03/08/2006 - 02/26/2007

NEWBRIDGE SECURITIES CORPORATION (WEST PALM BEACH FL)

FL

07/22/2005 - 03/24/2006

GUNNALLEN FINANCIAL, INC (BOCA RATON FL)

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Licenses & Designations

BC

Issued 09/16/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2024

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/28/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Anthony Garrick.
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