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Mark Anthony Froio

D.a. Davidson & Co.

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About Mark Anthony Froio

Mark Anthony Froio is an investment advisor representative at D.a. Davidson & Co. and has been in the industry since June 1, 1984. Mark is registered in 51 states and has his Series 7, 24, 50, 53, and 63 licenses. He is also a Chartered Financial Analyst. Mark has previously worked at U.S. BANCORP PIPER JAFFRAY INC., U.S. BANCORP INVESTMENTS, INC., PRUDENTIAL SECURITIES INCORPORATED, VAN KASPER & COMPANY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Mark specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Mark Froio is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Froio’s Registration & Firm History

NV

01/11/2008 - Present

D.a. Davidson & Co. (RENO NV)

MN

07/01/1999 - 08/08/2000

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

MN

09/10/1998 - 07/16/1999

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

NY

08/16/1994 - 08/31/1998

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CA

04/18/1994 - 07/27/1994

VAN KASPER & COMPANY (SAN FRANCISCO CA)

NY

02/23/1984 - 03/09/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/15/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2011

Series 24 - General Securities Principal Examination

BC

Issued 11/03/1994

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/29/2021

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Anthony Froio.
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