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Mark Anthony Filippell

Citizens JMP Securities, LLC

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About Mark Anthony Filippell

Mark Anthony Filippell is a financial professional with over 30 years of experience in the industry. Mark is currently registered with Citizens JMP Securities, LLC as a broker. Prior to joining Citizens JMP Securities, LLC, Mark was employed with CITIZENS CAPITAL MARKETS, WESTERN RESERVE PARTNERS LLC, and MCDONALD INVESTMENTS INC.

Firm Information

Mark Filippell is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Filippell’s Registration & Firm History

OH

08/01/2023 - Present

Citizens JMP Securities, LLC (Cleveland OH)

OH

05/15/2017 - 08/01/2023

CITIZENS CAPITAL MARKETS (Cleveland OH)

OH

04/07/2005 - 05/12/2017

WESTERN RESERVE PARTNERS LLC (CLEVELAND OH)

OH

05/23/1985 - 08/04/2004

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 03/02/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Anthony Filippell.
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